Morgan Stanley ordered to pay over $7.8M (2023)

The Financial Industry Regulatory Authority’s panel orders Morgan Stanley to pay over $7.8 million to Schwab for encouraging two of its brokers to abruptly quit their jobs to join Morgan Stanley to share Schwab’s customers’ information with them. In a twist, the FIRA panel also ordered Morgan Stanley to pay Schwab’s former brokers millions in legal fees and punitive damages for breach of contract.

Read the full article here: Morgan Stanley ordered to pay over $7.8M

WSI Web Enhancers">

Phone: (505) 433-3926
Phone: PO Box 27746
Albuquerque, NM 87125-7746
Fax: (505) 639-4161
Email: info@marrslegal.com

,
,

Contact Us

Please note that unfortunately, our office does not represent clients in residential landlord-tenant disputes.
How can we help you?
Name*
Email*
Phone
Company

THIS WEBSITE IS AN ADVERTISEMENT OF LEGAL SERVICES, and all of the materials and information on the Site are provided for informational purposes only, and may not reflect current legal developments or variances in the law. Nothing on the Site should be construed as legal advice or used as a substitute for legal advice. The Site is not intended to, and does not, constitute or create an attorney-client relationship between you and the attorney.

Additionally, the mere receipt of an e-mail from or a “post” on the Site does not create an attorney-client relationship

Sitemap

Morgan Stanley ordered to pay over $7.8M (2023)

Contact Us

Please note that unfortunately, our office does not represent clients in residential landlord-tenant disputes.